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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

MCOB 2.3 Inducements

As Published: 2004

MCOB 2.3 Inducements

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions