Search Result

41 - 60 of 467 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

GEN 4.3 Letter disclosure

As Published: 2003

GEN 4.3 Letter disclosure

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2004

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls