Search Result
ICOB 4.6 Commission disclosure for commercial customers
As Published: 2004
ICOB 4.6 Commission disclosure for commercial customers
…
MCOB 2.7 Application to electronic media and distance communications
As Published: 2004
MCOB 2.7 Application to electronic media and distance communications
…
COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2002
COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)
…
MAR 1.11 The scope of the market abuse regime
As Published: 2001
MAR 1.11 The scope of the market abuse regime
…
REC 3.17 Inability to discharge regulatory functions
As Published: 2001
REC 3.17 Inability to discharge regulatory functions
…
MCOB 10.3 Formula and assumptions for calculating the APR
As Published: 2004
MCOB 10.3 Formula and assumptions for calculating the APR
…
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
As Published: 2003
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
…
REC 3.21 Criminal offences and civil prohibitions
As Published: 2001
REC 3.21 Criminal offences and civil prohibitions
…
COB 10.5 Modification of the best execution rule
As Published: 2001
COB 10.5 Modification of the best execution rule
…
DISP 1.4 Time limits for dealing with a complaint
As Published: 2003
DISP 1.4 Time limits for dealing with a complaint
…