Search Result

21 - 40 of 454 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

CRED 8.3 Version 1 credit unions

As Published: 2004

CRED 8.3 Version 1 credit unions

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

GEN 4.3 Letter disclosure

As Published: 2003

GEN 4.3 Letter disclosure

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2004

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations