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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.10 Statement of policy on penalties

As Published: 2001

MAR 1.10 Statement of policy on penalties

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

MAR 1.6 Distortion

As Published: 2001

MAR 1.6 Distortion

MCOB 2.4 High pressure sales

As Published: 2004

MCOB 2.4 High pressure sales

DISP App 1.3 Eligible complainant

As Published: 2002

DISP App 1.3 Eligible complainant

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements