Search Result

141 - 160 of 400 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COLL 6.7 Payments

As Published: 2004

COLL 6.7 Payments

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

MCOB 1.2 General application: who? what?

As Published: 2004

MCOB 1.2 General application: who? what?

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

SUP 15.5 Core information requirements

As Published: 2001

SUP 15.5 Core information requirements

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for lifetime mortgages

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction