Search Result

141 - 160 of 326 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 5.3 Policy on the use of skilled persons

As Published: 2001

SUP 5.3 Policy on the use of skilled persons

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

CASS 1.1 Application and purpose

As Published: 2004

CASS 1.1 Application and purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services