Search Result

381 - 400 of 442 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

MCOB 7.2 Purpose

As Published: 2004

MCOB 7.2 Purpose

MCOB 13.2 Purpose

As Published: 2004

MCOB 13.2 Purpose

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

MCOB 4.2 Purpose

As Published: 2004

MCOB 4.2 Purpose

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements