Search Result

221 - 240 of 420 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

MCOB 9.7 Disclosure at the start of the contract

As Published: 2004

MCOB 9.7 Disclosure at the start of the contract

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 9.2 Making a request for individual guidance

As Published: 2001

SUP 9.2 Making a request for individual guidance

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MAR 1.8 Requiring or encouraging

As Published: 2001

MAR 1.8 Requiring or encouraging

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary