Search Result

81 - 100 of 277 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

COB 12.1 Application

As Published: 2003

COB 12.1 Application

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

MAR 1.6 Distortion

As Published: 2001

MAR 1.6 Distortion

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COB 10.7 Periodic statements for an unregulated collective investment scheme

As Published: 2001

COB 10.7 Periodic statements for an unregulated collective investment scheme

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

COB 3.8 Form and content of financial promotions

As Published: 2001

COB 3.8 Form and content of financial promotions

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units