Search Result

61 - 80 of 359 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

SUP 6.2 Introduction

As Published: 2001

SUP 6.2 Introduction

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

REC 1.1 Application

As Published: 2001

REC 1.1 Application

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose