Search Result

61 - 80 of 400 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure