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SYSC 3.2 Areas covered by systems and controls
As Published: 2002
SYSC 3.2 Areas covered by systems and controls
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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order
As Published: 2004
SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
As Published: 2004
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
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REC 6.1 Introduction and legal background
As Published: 2001
REC 6.1 Introduction and legal background
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REC 3.14 Products, services and normal hours of operation
As Published: 2001
REC 3.14 Products, services and normal hours of operation
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REC 6.8 Powers of direction and revocation of recognition orders
As Published: 2001
REC 6.8 Powers of direction and revocation of recognition orders
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COLL 8.4 Investment and borrowing powers
As Published: 2004
COLL 8.4 Investment and borrowing powers
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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies
As Published: 2004
REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies
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REC 3.13 Delegation of relevant functions
As Published: 2001
REC 3.13 Delegation of relevant functions
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SUP 15.6 Inaccurate, false or misleading information
As Published: 2001
SUP 15.6 Inaccurate, false or misleading information
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REC 4.3 Risk assessments for UK recognised bodies
As Published: 2001
REC 4.3 Risk assessments for UK recognised bodies
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