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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
As Published: 2004
SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?
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SUP 11.3 Requirements on controllers or proposed controllers under the Act
As Published: 2001
SUP 11.3 Requirements on controllers or proposed controllers under the Act
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SUP 6.3 Applications for variation of permission
As Published: 2001
SUP 6.3 Applications for variation of permission
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SUP 18.4 Friendly Society transfers and amalgamations
As Published: 2001
SUP 18.4 Friendly Society transfers and amalgamations
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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
As Published: 2004
COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary
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COLL 6.9 Independence, names and UCITS business restrictions
As Published: 2004
COLL 6.9 Independence, names and UCITS business restrictions
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MAR 5.3 Notification of establishment of an ATS
As Published: 2004
MAR 5.3 Notification of establishment of an ATS
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TC 2.1 Application: who? where? and what?
As Published: 2002
TC 2.1 Application: who? where? and what?
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SUP 12.6 Continuing obligations of firms with appointed representatives
As Published: 2001
SUP 12.6 Continuing obligations of firms with appointed representatives
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