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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

…

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

…

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

…

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

…

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

…

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

…

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

…

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

…

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

…

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

…

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

…

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

…

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

…

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

…

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

…

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

…

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

…

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