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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services