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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.1 Introduction

As Published: 2001

APER 3.1 Introduction

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 5.3 Policy on the use of skilled persons

As Published: 2001

SUP 5.3 Policy on the use of skilled persons

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA