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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation