Search Result

41 - 60 of 402 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COND 1.3 General

As Published: 2001

COND 1.3 General