Search Result

121 - 140 of 430 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms