Search Result

41 - 60 of 313 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 1.1 Application

As Published: 2001

REC 1.1 Application

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

COLL 5.3 Derivative exposure

As Published: 2004

COLL 5.3 Derivative exposure

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification