Search Result

101 - 120 of 156 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

SUP 15.2 Purpose

As Published: 2001

SUP 15.2 Purpose

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

MAR 1.8 Requiring or encouraging

As Published: 2001

MAR 1.8 Requiring or encouraging

MAR 1.9 Relationship with criminal law and other regulatory requirements

As Published: 2001

MAR 1.9 Relationship with criminal law and other regulatory requirements

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations