Search Result

41 - 60 of 298 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

COLL 5.3 Derivative exposure

As Published: 2004

COLL 5.3 Derivative exposure

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

MAR 1.8 Requiring or encouraging

As Published: 2001

MAR 1.8 Requiring or encouraging

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2003

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC