Search Result

21 - 40 of 364 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 6.2 Introduction

As Published: 2001

SUP 6.2 Introduction

REC 2.1 Introduction

As Published: 2001

REC 2.1 Introduction

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability