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361 - 380 of 452 items.
MAR 1.10 Statement of policy on penalties
As Published: 2001
MAR 1.10 Statement of policy on penalties
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COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme
As Published: 2001
COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme
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SUP 8.5 Notification of altered circumstances relating to waivers
As Published: 2001
SUP 8.5 Notification of altered circumstances relating to waivers
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MAR 1.11 The scope of the market abuse regime
As Published: 2001
MAR 1.11 The scope of the market abuse regime
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COB 10.3 Modification of the allocation rule
As Published: 2001
COB 10.3 Modification of the allocation rule
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REC 3.17 Inability to discharge regulatory functions
As Published: 2001
REC 3.17 Inability to discharge regulatory functions
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COLL 5.5 Cash, borrowing, lending and other provisions
As Published: 2004
COLL 5.5 Cash, borrowing, lending and other provisions
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