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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

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COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

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MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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COLL 5.3 Derivative exposure

As Published: 2004

COLL 5.3 Derivative exposure

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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