Search Result

181 - 200 of 451 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 9.2 Making a request for individual guidance

As Published: 2001

SUP 9.2 Making a request for individual guidance

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers