Search Result

181 - 200 of 415 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

…

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

…

CRED 8.3 Version 1 credit unions

As Published: 2004

CRED 8.3 Version 1 credit unions

…

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

…

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

…

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

…

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

…

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

…

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

…

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

…

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

…

MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

…

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

…

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

…

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

…

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

…

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

…

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

APER 3.1 Introduction

As Published: 2001

APER 3.1 Introduction

…