Search Result

181 - 200 of 396 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

ICOB 4.3 Suitability

As Published: 2005

ICOB 4.3 Suitability

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

MCOB 12.3 Early repayment charges

As Published: 2004

MCOB 12.3 Early repayment charges

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions