Search Result

81 - 100 of 204 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

MAR 1.6 Distortion

As Published: 2001

MAR 1.6 Distortion

SUP 15.5 Core information requirements

As Published: 2001

SUP 15.5 Core information requirements

SUP 15.6 Inaccurate, false or misleading information

As Published: 2001

SUP 15.6 Inaccurate, false or misleading information

MCOB 10.4 Total charge for credit

As Published: 2004

MCOB 10.4 Total charge for credit

REC 2.1 Introduction

As Published: 2001

REC 2.1 Introduction

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors