Search Result

1 - 20 of 344 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.1 Application

As Published: 2002

MAR 1.1 Application

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

MAR 1.10 Statement of policy on penalties

As Published: 2001

MAR 1.10 Statement of policy on penalties

SUP 15.2 Purpose

As Published: 2001

SUP 15.2 Purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

MAR 1.3 Behaviour

As Published: 2001

MAR 1.3 Behaviour

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2004

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 5.3 Policy on the use of skilled persons

As Published: 2001

SUP 5.3 Policy on the use of skilled persons

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

SUP 15.6 Inaccurate, false or misleading information

As Published: 2001

SUP 15.6 Inaccurate, false or misleading information

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose