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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 1.1 Application

As Published: 2001

REC 1.1 Application

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4