Search Result

61 - 80 of 423 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

SUP 6.2 Introduction

As Published: 2001

SUP 6.2 Introduction

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose