Search Result

61 - 80 of 357 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.2 General application: who? what?

As Published: 2004

MCOB 1.2 General application: who? what?

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 15.6 Inaccurate, false or misleading information

As Published: 2001

SUP 15.6 Inaccurate, false or misleading information

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2004

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?