Search Result

41 - 60 of 376 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2004

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 6.2 Introduction

As Published: 2001

SUP 6.2 Introduction

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2001

SUP 15.6 Inaccurate, false or misleading information

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications