Search Result

41 - 60 of 390 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 15.5 Core information requirements

As Published: 2001

SUP 15.5 Core information requirements

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose