Search Result

21 - 40 of 399 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

COND 1.3 General

As Published: 2001

COND 1.3 General

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2004

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP App 3.9 Mapping of the Investment Services Directive and Banking Consolidation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive and Banking Consolidation Directive to the Regulated Activities Order