Search Result

21 - 40 of 362 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

COLL 5.3 Derivative exposure

As Published: 2004

COLL 5.3 Derivative exposure

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

As Published: 2002

DISP 2.7 The territorial scope of the jurisdiction of the Financial Ombudsman Service

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 6.7 Payments

As Published: 2004

COLL 6.7 Payments