Search Result

241 - 260 of 359 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund