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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2004

CASS 1.5 Application: electronic media and E-Commerce

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms