Search Result

141 - 160 of 345 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

SUP 9.2 Making a request for individual guidance

As Published: 2001

SUP 9.2 Making a request for individual guidance

…

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

…

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

…

CRED 8.3 Version 1 credit unions

As Published: 2004

CRED 8.3 Version 1 credit unions

…

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

…

APER 3.1 Introduction

As Published: 2001

APER 3.1 Introduction

…

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

…

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

…

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

…

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

…

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

…

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

…

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…