Search Result

121 - 140 of 400 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose