Search Result

41 - 60 of 277 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COB 6.4 Product disclosure: special situations

As Published: 2004

COB 6.4 Product disclosure: special situations

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

SUP App 3.9 Mapping of the Investment Services Directive and Banking Consolidation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive and Banking Consolidation Directive to the Regulated Activities Order

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts

COB 3.5 General

As Published: 2001

COB 3.5 General

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 3.7 Records

As Published: 2003

COB 3.7 Records

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

COB 3.1 Application: who?

As Published: 2001

COB 3.1 Application: who?

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

As Published: 2001

SUP 2.3 Information gathering by the FSA on its own initiative: cooperation by firms

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2004

COLL 5.2 General investment powers and limits for UCITS schemes

COB 10.1 Application

As Published: 2001

COB 10.1 Application