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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

COB 3.4 Purpose

As Published: 2002

COB 3.4 Purpose

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

COB 11.1 Application

As Published: 2001

COB 11.1 Application

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

MAR 1.6 Distortion

As Published: 2001

MAR 1.6 Distortion

MAR 1.10 Statement of policy on penalties

As Published: 2001

MAR 1.10 Statement of policy on penalties

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules