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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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SUP 6.2 Introduction

As Published: 2001

SUP 6.2 Introduction

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

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SUP 17.7 Method of making transaction reports

As Published: 2003

SUP 17.7 Method of making transaction reports

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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MAR 1.8 Requiring or encouraging

As Published: 2001

MAR 1.8 Requiring or encouraging

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DISP 1.5 Record keeping and reporting

As Published: 2002

DISP 1.5 Record keeping and reporting

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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