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WDPG 4.3 Client monies and custody assets

09/12/2016G

Any firm holding client monies or custody assets must ensure that it complies with all applicable CASS rules.

09/12/2016G

In particular, all firms that fall under the requirements of CASS 10.1.1R must maintain a CASS resolution pack.

09/12/2016G

The purpose of the CASS resolution pack is to ensure that a firm maintains and is able to retrieve information that would, in the event of its insolvency, help an insolvency practitioner achieve a timely return of client money and safe custody assets held by the firm to its clients.