Home FCA Handbook TC TC Sch 5
You are viewing TC Sch 5 Rights of action for damages as of . TC Sch 5 Rights of action for damages was last updated on 01/04/2013.

TC Sch 5 Rights of action for damages

01/04/2013G
The table below sets out the rules in TC contravention of which by an authorised person may be actionable under section 138D of the Act (Actions for damages) by a person who suffers loss as a result of the contravention.
01/04/2013G
If a "Yes" appears in the column headed "For private person?", the rule may be actionable by a "private person" under section 138D (or, in certain circumstances, his fiduciary or representative). A "Yes" in the column headed "Removed" indicates that the FCA has removed the right of action under section 138D(3) of the Act. If so, a reference to the rule in which it is removed is also given.
01/12/2004G
The column headed "For other person?" indicates whether the rule is actionable by a person other than a private person (or his fiduciary or representative). If so, an indication of the type of person by whom the rule is actionable is given.

Table: Actions for damages: Training and Competence sourcebook

01/04/2013G
   Right of action under section 138D
Chapter/AppendixSection/AnnexParagraphFor private personRemovedFor other person
Rules in TC  NoYes TC 1.2.1 RNo