| The following powers and related provisions in or under the Act have been exercised by the FCA to make the rules in SUP: | |
|---|---|
| Section 59 (Approval for particular arrangements) | |
| Section 138 (General rule-making power) | |
| Section 139(1) and (4) (Miscellaneous ancillary matters) | |
| Section 141 (Insurance business rules) | |
| Section 144 (Price stabilising rules) | |
| Section 145 (Financial promotion rules) | |
| Section 146 (Money laundering rules) | |
| Section 147 (Control of information rules) | |
| Section 149 (Evidential provisions) | |
| Section 150(2) (Actions for damages) | |
| Section 156 (General supplementary powers) | |
| Section 178 (Obligation to notify the Authority: acquisitions of control) | |
| Section 191D (Obligation to notify the Authority: dispositions of control) | |
| Section 238(5) (Restrictions on promotion) | |
| Section 247 (Trust scheme rules) | |
| Section 293 (Notification requirements) | |
| Section 318(1) (Exercise of powers through Council) | |
| Section 340 (Appointment) | |
| Section 341 (Access to books etc.) | |
| Paragraph 17(1) (Fees) of Schedule 1 (The Financial Services Authority) | |
| Regulations 6(1) (FSA rules) and 12 (applications for authorisation) of the OEIC Regulations | |
| Article 4(1) of the Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Rules) Order 2001(SI 2001/1534) | |
SUP Sch 4 Powers exercised
You are viewing SUP Sch 4 Powers exercised as of . SUP Sch 4 Powers exercised was last updated on 01/01/2021.
SUP Sch 4 Powers exercised
01/01/2021G
06/10/2009G
| The following powers and related provisions in or under the Act have been exercised by the FSA to give the guidance in SUP: | |
|---|---|
| Section 157(1) (Guidance) | |
| Article 11(1) of the Financial Services and Markets Act 2000 (Transitional Provisions and Savings)(Rules) Order 2001 (SI 2001/1534) | |
01/01/2021G
| The following powers and related provisions in or under the Act have been exercised by the FCA in SUP to direct or require: | |
|---|---|
| Section 51 (Applications under this Part) | |
| Section 60 (Applications for approval) | |
| Section 148(3) (Modification or waiver of rules) | |
| Section 182 (Notification) | |
| Section 250(4) and (5) (Modification or waiver of rules) | |
| Section 294 (Modification or waiver of rules) | |
| Section 316 (Direction by Authority) | |
| Regulation 7(3) and (4) (Modification or waiver of FSA rules) of the OEIC Regulations | |
30/04/2011
| The following additional powers and related provisions have been exercised by the FSA to give the directions and make the guidance in SUP: | |
|---|---|
| Regulation 82 (Reporting requirements) of the Payment Services Regulations | |
| Regulation 93 (Guidance) of the Payment Services Regulations | |
| Regulation 49 (Reporting requirements) of the Electronic Money Regulations | |
| Regulation 60 (Guidance) of the Electronic Money Regulations | |