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You are viewing MAR Sch 1 Record keeping requirements as of . MAR Sch 1 Record keeping requirements was last updated on 03/01/2018.

MAR Sch 1 Record keeping requirements

03/01/2018G
Handbook referenceSubject of recordContents of recordWhen record must be madeRetention period
     
MAR 7A.3.8RAlgorithmic and high-frequency algorithmic tradingRecords necessary to meet MAR 7A.3.7R, and high-frequency algorithmic trading records and quotesOn initiation of algorithmic and high-frequency algorithmic trading strategies5 years, or as otherwise provided for high-frequency algorithmic trading records and quotes in MiFID RTS 6
MAR 7A.4.6RDirect electronic access providers’ systems and controlsRecords necessary to meet MAR 7A.4.2R and MAR 7A.4.5ROn initiation of direct electronic access provision5 years
MAR 8.2.10 RBenchmark submissionsInformation in MAR 8.2.10 R and MAR 8.2.11 GWhen making a benchmark submission5 years
MAR 8.3.12A RBenchmark submissionsInformation in MAR 8.3.12A R and MAR 8.3.12B GWhen using a benchmark submission to determine a specified benchmark5 years