| Notes | |
| 1 | The aim of the guidance in the following table is to give the reader a quick overall view of the relevant record keeping requirements. |
| 2 | It is not a complete statement of those requirements and should not be relied on as if it were. |
| Handbook reference | Subject of record | Contents of record | When record must be made | Retention period |
|---|---|---|---|---|
| ICOBS 1 Annex 1 G, Part 2 3.1R(3) | Record of election to comply with COBS rules for pure protection policies (including amendment or reversal) | Date of election and precise description of parts of the firm's business that will comply with COBS provisions | Not specified | Indefinitely |
| ICOBS 5.1.3B R | [deleted] | |||
| ICOBS 5.3.2B R | [deleted] | |||
| ICOBS 6B.2.51R, ICOBS 6B.2.52R and | Record of compliance with non-discrimination requirements and treatment of existing customer requirements | Details of the firm’s assessments and controls that ensure that the firm is not systematically discriminating against customers of longer tenure and that its treatment of existing customers is in their best interests | Not specified | Not specified |